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NEW QUESTION: 1
In an arrangement between MoeMoney Investment Advisers and one of the firm's clients, the YourMoney mutual fund, part of MoeMoney's compensation is based how the fund performs compared to the S&P 500 Index. If the return on the fund exceeds the return on the index, MoeMoney gets a bonus. The S&P 500 had a return of negative 8% this year, and the fund returned a negative 2%, so MoeMoney invoiced the client for the bonus.
Has MoeMoney violated any securities laws?
A. Yes. It is a violation of the Uniform Securities Act for an investment adviser to earn a bonus if a portfolio it manages loses money.
B. Yes. Under no circumstances can a bonus be part of an investment adviser's compensation package according to the Uniform Securities Act.
C. No. The fund beat the return on the S&P 500 Index, so MoeMoney is entitled to the bonus, based on its agreement with YourMoney.
D. Yes. An investment adviser's compensation cannot be based on the capital appreciation of the portfolio.
Answer: C
Explanation:
Explanation/Reference:
Explanation: No. MoeMoney has not violated any securities laws. Even though the fund's return was negative, it still beat the return on the S&P 500 Index, and MoeMoney is entitled to the bonus. The Uniform Securities Act does not prohibit compensation agreements like this one as long as the client is a sophisticated investor, such as a mutual fund. This would not be permitted if the client were your average individual investor.
NEW QUESTION: 2
Your company has a Microsoft 365 subscription that uses an Azure Directory (Azure AD0 tenant named Contoso.com. The tenant contains the users shown in the following table.
You create a relation label named Label1 that has the following configurations:
Retains content for five years.
Automatically deletes all content that is older than five years.
You turn on Auto labeling for Label1 b using a policy named Policy1. Policy1 has the following configurations:
* Retains content for five years
* Automatically deletes all content that is older than five years
You turn on Auto labeling for Label 1 by using a policy named Policy1. Policy has the following configurations:
* Applies to content that contains the word Merger
* Specifies the OneDrive accounts and SharePoint sites locations
You run the following command
Set RetentionConpliancePolicy Policy1 RestrictiveRelention $true Force
Answer:
Explanation:
NEW QUESTION: 3
Sie entwickeln eine Anwendung, die Kunden und deren Bestellungen verwaltet.
Jede Lösung, die Sie entwickeln, muss den geringsten Aufwand erfordern, aber die beste Leistung bieten.
Welche der folgenden Situationen eignet sich nicht für die Implementierung mit gespeicherten Prozeduren in Ihrer Anwendung?
A. Abrufen der Liste aller Bestellungen für bestimmte Kunden
B. Einfügen einer neuen Bestellung in die Bestellungstabelle
C. Ad-hoc-Abfrage durch den Datenbankadministrator
D. Ruft die Liste aller Kunden in der Datenbank ab
Answer: C
NEW QUESTION: 4
A developer is building a secure Web service to be deployed on IBM Web Sphere Application Server V7.0. The service will be accessed by a Microsoft .NET client. What should the developer be aware of, at a minimum, to ensure interoperability between the client and the service?
A. The Kerberos security token cannot be used as it is not compatible with Microsoft .NET
B. The Basic Security Profile v1.0 prohibits the use of SSL v2
C. The level of WS-* specifications each platform supports
D. There are no issues between Microsoft .NET and the Web Sphere platforms,allWS-Security constructs are interoperable.
Answer: C